This is a 12 months contract role. This role will report directly to Head of Trading and Portfolio Monitoring (TPM).
The TPM team is responsible for independently monitoring compliance of our portfolios with client and regulatory investment guidelines.
Key Duties and Responsibilities
The TPM analyst will be involved in the following activities
- Daily pre & post trade monitoring of compliance
- Perform manual compliance check for rules that cannot be coded in Bloomberg AIM & generate audit trail reports from Bloomberg AIM
- Assist to investigate, notify, log and track breaches to ensure timely rectification
- Assist to extract data for trade surveillance review & compile data for management reporting